fintech-etf-marketsmuse

What’s Next? A Fintech ETF!

Just when you were about to ask "What’s the next type of exchange-traded fund that nobody else has come up with?, PureFunds has launched a fintech ETF! If you’re not familiar with the phrase ‘fintech’, you’re likely not qualified to put assets into this latest exchange-traded fund that specializes in…Read More

1 September, 2016
cme-report--cost-comparison-futures-vs-etfs-

CME Launches Tool To Compare ETF Pricing vs Futures

(Traders Magazine)-CME Group, the US derivatives exchange, has launched an online tool to allow investors to compare the costs of futures against exchange-traded funds, as some ETF issuers have claimed the funds are now cheaper to use. Last month the CME launched the Total Cost Analysis tool to allow investors…Read More

1 August, 2016
EC-mandates-ISIN-code-MiFID

European Commission Green Lights ISIN Protocol for MiFID II

EC Embraces ISIN reference code protocol for financial instrument identifiers as MiFID II nears full implementation (Waters Technology |InsideReferenceData.com) 20 July 2016-The European Commission (EC) has adopted several technical standards of the Markets in Financial Instruments Directive (MiFID II), including RTS 23 (Regulatory Technical Standard), which deals with standards and…Read More

20 July, 2016
ppm.co-services-private-placement

Private Placement Offerings Get Boost From Low Rate Regime

Private Placement Services Portal Changes Name to PPM.co; Adds Full Suite of Product Offerings with Launch of New Website   (PRweb)--New York, NY--July 12 2016- PPM Services, Ltd, the global consulting firm specialising in private placement memorandum document preparation for debt and equities and business plan preparation services for start-ups,…Read More

13 July, 2016
ymphony-instant-message-app-wall-street

BlackRock Wants You To Chat Up Symphony..Away From Bloomberg

BlackRock is the latest firm to embrace Symphony Chat Platform; Another Shot Across Bloomberg Bow In early 2014,  when David Gurle, a former Reuters exec started to chat up a scheme with prospective banking industry investors that would offer a low cost alternative  to Bloomberg LP's ubiquitous instant message / chat application, prospective strategic…Read More

27 June, 2016
insurance-equity-crowdfund-investment-marketsmuse

AIG To Offer Equity Crowdfund Insurance

(RaiseMoney.com) -It takes a life-long pioneer in the insurance industry to know best when to grab first mover advantage whenever a new landscape appears, as evidenced by Tuesday's announcement from New York-based global insurer AIG, which says it will be the first to offer crowdfund insurance for investors in equity…Read More

25 May, 2016
independent-research-equity-crowdfunding-marketsmuse

What’s Next? Independent Equity Research for Crowdfund Deals

(RaiseMoney.com)-Minneapolis-based Stratifund, which models itself as a modern day version of a traditional Wall Street "independent equity research firm" has become the first such firm to plant its flag on the crowdfunding beachhead and bring objective analysis to crowdfund deals. Led by a cadre of Wall Street-trained wonks and crowdfund…Read More

23 May, 2016
SEC-regulation-crowdfunding-let-the-games-begin-marketsmuse

Equity Crowdfunding: US Gets Its Mojo On

(RaiseMoney.com) May 16 2016 marks the beginning of what could be an avalanche of private equity offerings promoted via the web. Thanks to the JOBS Act and SEC Regulation Crowdfund, which now totals 685 pages of rules to live by for those in the U.S. Equity Crowdfunding space, including brokers…Read More

16 May, 2016
doj-investigates-citadel-griffin-

Citadel and KCG Targets of DOJ

NEW YORK (Reuters) - Federal authorities investigating the market-making arms of the $25bil hedge fund Citadel LLC and broker KCG Holdings Inc, are looking into the possibility that the two giants of electronic trading are giving small investors a poor deal when executing stock transactions on their behalf. The Justice…Read More

10 May, 2016
bloomberg-etf-rfq-marketsmuse

Bloomberg ETF RFQ Tool For Blocks: A Blockbuster

Bloomberg LP's agency broker Bloomberg Tradebook is continuing to grab market share in the ETF execution space thanks to introducing a blockbuster approach that has proven to work across a universe of hard-to-trade financial instruments: RFQ ("Request For Quote"). The "Bloomberg ETF RFQ" tool, which, according to a statement issued by Bloomberg…Read More

10 May, 2016
buy-side-set-it-forget-it

Buy-Side Says: Don’t Just Set It and Forget It

Cheryl Cargie, head trader at buy-side fund manager Ariel Investments in Chicago, said that while the buy side is looking for more from its sales trader coverage, it depends on whether a buy side trader is representing a passive or active strategy. For a veteran with over 20 years in…Read More

4 May, 2016
sec-audit-system-catch-me-if-you-can-marketsmuse

SEC Proposes System to Catch Market Manipulators

In effort to thwart the "Catch Me If You Can" crowd, the SEC has proposed a new audit system that will purportedly allow regulators to track every bid and offer submitted to stock and options exchanges in effort to catch market manipulators. (WSJ)--U.S. market regulators on Wednesday proposed a massive data repository…Read More

28 April, 2016
high-frequency-traders-UST-market

UST Trading Invaded by HFT Firms

The high-frequency arms race, aka "Battle Between Wall Street-style Transformers" has extended to trading in USTs and HFT firms are invading the US Treasury market, according to latest from BusinessInsider.. (BusinessInsider)-High-frequency traders have taken over the market for US Treasuries, and a bunch of market participants say they're alarmed by the…Read More

25 April, 2016
openbondx-maker-taker-rebate

e-Bond ATS “OpenBondX” Promotes Maker-Taker Rebates

Start-up corporate bond trading system OpenBondX is hoping to pull a rabbit out of its hat and jump start activity by emulating what the universe of equities-centric electronic exchanges and ATS platforms do in order to attract order flow to their respective venues: pay broker-dealers for orders given to them…Read More

21 April, 2016
nyse-sharp-elbows-iex-marketsmuse

NYSE Uses Sharp Elbows to Box Out IEX; Hijacks…

The electronic exchange playing field is not for boy scouts. All is fair in love and war. That's the message NYSE is sending to upstart "Investors Exchange" aka IEX, as the world's most formidable financial market trading platform is simultaneously lobbying SEC regulators to block IEX's application to be designated…Read More

11 April, 2016
esg-investments-marketsmuse

Fintech 201: ESG Investing with Algos

If you are into fintech, that means you 'get the joke' when it comes to using algorithms aka "algos" and for institutional investors having an ax with regard to environmental, social and governance factors (commonly known as ESG investing), Arabesque Partners, a new player in the fund management space might…Read More

10 April, 2016
BNP-PARIBAS-FINTECH-BLOCKCHAIN-CROWDFUNDING

BNP Paribas Gets Blockchain for Crowdfunding

(RaiseMoney.com)-French broker-dealer BNP Paribas "gets the joke" when it comes to fintech applications for equity crowdfunding and is embracing blockchain technology to advance their vision. A subsidiary of BNP Paribas Group has announced a partnership that will find it leveraging blockchain technology to enable private companies to issue securities via equity…Read More

5 April, 2016
BATS-global-IPO-marketsmuse

BATS Takes 2nd Stab at IPO

The second time is hoping to be a charm for exchange operator BATS Global Markets as it announced a 2nd stab at an IPO, which will be led by Morgan Stanley and Citi and enable an exit for investors that include BAML and Knight Capital. Bats Global Markets announced the…Read More

5 April, 2016